SEC FORM 3 SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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1. Name and Address of Reporting Person*
GORMLEY GERALD P

(Last) (First) (Middle)
C/O CASELLA WASTE SYSTEMS, INC.
25 GREENS HILL LANE

(Street)
RUTLAND VT 05701

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
03/23/2009
3. Issuer Name and Ticker or Trading Symbol
CASELLA WASTE SYSTEMS INC [ CWST ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Vice President Human Resources
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
CLASS A COMMON STOCK 8,711 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Option (1) 05/10/2010 Class A Common Stock 12,000 8.6875 D
Option (2) 01/05/2014 Class A Common Stock 10,000 14.28 D
Option (3) 02/03/2012 Class A Common Stock 22,500 12.75 D
Option (4) 06/30/2015 Class A Common Stock 5,000 12 D
Option (5) 07/06/2016 Class A Common Stock 1,800 13 D
Option (6) 07/23/2017 Class A Common Stock 1,000 11.01 D
Explanation of Responses:
1. This option became 100% excercisable on 5/10/02.
2. This option became 100% exercisable on 1/5/06.
3. This option became 100% exercisable on 2/4/02.
4. This option became 100% exercisable on 6/30/07.
5. This option is exercisable with respect to 450 on 7/6/07; an additional 450 shares on 7/6/08; an additional 450 shares on 7/6/09 and an additional 450 shares on 7/6/10.
6. This option is exercisable with respect to 333 on 7/23/08; an additional 333 shares on 7/23/09; and an additional 334 shares on 7/23/10.
/s/Gerald P. Gormley 03/23/2009
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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